GRAND RAPIDS, MI, May 04, 2012 (Press-News.org) The attorneys and securities compliance consultants with law firm of Warner Norcross & Judd LLP have launched a blog for broker-dealers, investment advisers and private investment funds.
The new blog, Compliance Corner, alerts clients and friends to current developments in federal, state and Financial Industry Regulation Authority, or FINRA, securities regulation, litigation and enforcement developments. Compliance Corner also provides compliance tips, legal summaries and information about best practices.
"Compliance Corner provides important updates from the Securities and Exchange Commission, FINRA, state securities regulators and other government agencies affecting our clients, often warranting prompt action," said Shane B. Hansen, co-chair of the practice group. "Our goal is to anticipate our clients' compliance questions and help ease the headaches that regulatory changes can cause. Our experienced attorneys and senior securities compliance consultants provide services to a wide range of clients subject to broker-dealer, investment adviser and private fund regulations. The blog serves as an additional resource to communicate important changes."
To read or subscribe to the blog, go to http://compliancecorner.wnj.com/.
Warner's Broker-Dealer and Investment Adviser Practice Group is the largest in the state and among the largest in the Midwest. Warner's securities attorneys have extensive experience representing broker-dealers, investment advisers and private investment fund advisers of all sizes through the complete spectrum of securities regulation, litigation and enforcement issues. The group's experience includes formations, policies and procedures, contracts, compliance testing, mock audits, employment-related issues, acquisitions, sales and wind-ups. The law firm provides legal and compliance services to clients throughout the United States.
About Warner Norcross & Judd
Warner Norcross & Judd is a corporate law firm with 220 attorneys practicing in six offices throughout Michigan: Grand Rapids, Holland, Lansing, Muskegon, Southfield and Sterling Heights. By providing discerning and proactive legal advice, Warner Norcross & Judd forges a better partnership with its clients. To learn more, visit http://www.wnj.com.
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Warner Norcross Launches Blog Focused on New Developments Affecting Broker-Dealers, Investment Advisers and Private Funds
The attorneys and securities compliance consultants with law firm of Warner Norcross & Judd LLP have launched a blog for broker-dealers, investment advisers and private investment funds.
2012-05-04
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[Press-News.org] Warner Norcross Launches Blog Focused on New Developments Affecting Broker-Dealers, Investment Advisers and Private FundsThe attorneys and securities compliance consultants with law firm of Warner Norcross & Judd LLP have launched a blog for broker-dealers, investment advisers and private investment funds.